Richard G. Dragotta

Richard G. Dragotta

Compliance Manager

Mr. Dragotta started his career as a Financial Advisor with Merrill Lynch and PaineWebber/UBS. In addition, his titles included Training Manager, Sales Manager and Assistant Branch manager for both firms. As a Chartered Retirement Planning Counselor® designated by the College of Financial Planning and Chartered Financial Consultant® he has completed extensive financial planning courses with emphasis on Risk Management, Personal Taxation and Estate Planning. He currently works as an LPL Registered Principal, providing administrative, operational and compliance supervision to registered representatives of LPL Financial.