Client−Focused Strategic Relationships

"We often work collaboratively with our client’s CPA & Estate Planning Attorney."

In order to provide the highest levels of professional Wealth Management service, we have developed client-focused strategic relationships at three levels:

  1. We collaborate with LPL Support Teams, including Operations, Customer Service, Retirement Planning, Social Security & Health Care Planning and Advisory Consulting Specialists. These specialists are available at all times to help us research important client issues and ensure we provide strategies and solutions to address your unique financial concerns.
  2. We work regularly with top local CPA’s and Estate Planning Attorneys in the area and feel comfortable making recommendations to assist you in finding suitable resources to address your family’s needs.
  3. Building on our background in Accounting & Taxes, we often work collaboratively with our client’s CPA & Estate Planning Attorney to coordinate these valuable services.

 Among the services we coordinate are the following:

  • Asset re-positioning to potentially improve client investment performance
  • Investment strategies to minimize income taxes (Ret Plans, Tax-free Muni Bonds, etc.)
  • Estate Planning strategies to maximize wealth transfer among generations
  • Provide Investment Income projections to your CPA for Estimated Tax Purposes
  • Monitor Capital Gains & Losses
  • Communicate these Gains/(Losses) to your CPA to facilitate planning opportunities
  • Tax Loss Harvesting (selling) to offset Capital Gains (to minimize taxes)
  • Required Minimum Distribution (RMD) calculations
  • Distribution of 1099’s & other tax reporting documents

Our clients tell us how important this coordination is to them as it saves them valuable time and provides more effective communication among advisors during time sensitive periods (i.e. April 15th).

Award based on 10 objective criteria associated with providing quality services to clients such as credentials, experience, and assets under management among other factors. Wealth managers do not pay a fee to be considered or placed on the final list of 2012/2013/2014/2015/2016/2017/2018/2019/2020 Five Star Wealth Managers.

For more information about the Five Star Wealth Manager Award selection process visit Click Here